Our client is currently looking for high calibers candidate to join their professional team.

Responsibilities

• Assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment
• Perform compliance risk assessment and formulate the annual compliance review plan
• Conduct compliance review and monitoring across the Bank (including branch visit, regular I&I review, etc.)
• Identify and advise relevant units on compliance issues and potential impact, follow up of the implementation of recommendations issued
• Assist in reporting issues identified in compliance monitoring, external examination / self-assessment to the management
• Handle ad-hoc tasks in relation to compliance monitoring

Requirements

• University degree in Laws, Finance or Accounting is preferred
• 4-5 years' banking compliance/audit experience
• Well knowledge in banking products and regulatory requirements e.g. Code of Banking Practice, the Securities & Futures Ordinance, etc.
• Self-motivated, communicative, analytical and presentable