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證監會第九號牌照負責人

Wonderful Sky Financial Group Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2020-04-04
  • Career Level:Middle
  • Location:Not Specified
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Marketing - Direct Marketing

Job Description

工作職責

1. 作為負責第9類受規管活動的持牌負責人員,負責牌照事宜;

2. 負責建立所有受規管活動的所需文件,組織相關制度及流程辦法;

3. 監督基金整體運作并確保公司業務活動符合SFC監管要求

 

負責向證監會遞交下列文件以滿足合規要求:

1. Audited accounts

2. BRMQ (business and risk management questionnaire)

3. Compliance Report

4. ADD (account disclosure document)

5. FRRs

 

固定收益投資:

1. 負責對發行人進行全面的財務分析,財務建模和評估

2. 為內部編寫信用研究報告

3. 根據需要執行盡職調查任務,參加研討會、會議、路演

4. 進行固定收益交易和投資組合管理

 

要求

1. 必須持有證監會第九號牌照

2. 持有財經、經濟、會計或投資等相關大學學位

3. 最少五年財務管理的相關工作經驗

4. 熟悉SFO,SFC相關守則

5. 具有優秀的分析力、領導能力、溝通及表達能力

5. 良好中英文讀寫能力,包括普通話

 

 

 

  

Company Info

Wonderful Sky Financial Group Limited

The Wonderful Sky Financial Group Holdings Limited, “Wonderful Sky” (01260.HK), was listed on the main board of the Hong Kong Stock Exchange on 30 March 2012, and is the only financial and PR Consultancy firm currently listed.

Professional + Innovative

Financial Communications Pioneer in China 

The Group is the only large scale financial PR communications Group in Hong Kong market that can simultaneously provide Public Relation, Investor Relations, Financial Printing, International Roadshow, Brand Promotion, ESG Reporting, Corporate Headhunting, Equity Investment, Asset Management, Compulsory and Commercial Insurance , in a "10 in 1" full chain service model for one-stop financial communications.  We can meet a full spectrum of financial PR communication requirements for IPO clients (those intended to be listed on the Hong Kong Stock Exchange) and for non-IPO clients (comprising either private enterprises or those companies listed on the Hong Kong Stock Exchange). While on the one hand, we render our Chinese customers with updated consultation services oversea, directing those mainland enterprises to "leap forward", on the other hand, we facilitate international enterprises to accomplish their extraordinary comparative advantages in Asia, and to materialize cross-border collaboration in China.

Integrating A + H Shares Corporate Services 

Being the leader of the market, we established a track record of participating on world’s best known projects, such as conglomerate, energy, infrastructure, TMT and clean- tech firm etc. Our dedicated team is a group of highly specialized professionals, headquartered in Hong Kong; we have regional offices in Beijing, Shanghai and Shenzhen. Wonderful Sky is the one and only consultancy firm which integrating A +H shares corporate services including M&A, IPOs, bond issuance and restructuring. Wonderful Sky services hundreds of corporate clients in China and Hong Kong, our extensive experience in corporate communication, crisis management, roadshow execution and printing services enables us to offer the most robust suite for our clients. We also provide overseas advisory for PRC institutions and cross border projects. 

Global Network

Wonderful Sky financial Group founded in 1996 in Hong Kong, providing seamless interconnection services to clients in more than 160 countries and regions. Network and resources covered banks, investors, research institutions, regulatory authorities and account, legal service, financial media etc.

As one of the top investor relations and financial PR company in Asia-Pacific, WSFG is committed to a ‘client first’ culture of professionalism and dedication.

Insights

With our forward insights, we bring the trending market solutions to our clients, we prevent the outbreak of potential crisis and we make swift reactions to challenges.

Innovation

We break the tradition to create innovative ideas for our clients, we think outside the box to assist our clients to become extraordinary.

Dedication

Our highly professional experts are devoted, we grow with our clients, maximising the best value and return, achieving mutual trust and beneficial partnership with our clients.

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