Responsibilities:

• Draft and review a broad range of legal documents, announcement, notice, board resolutions, shareholders resolutions and other company secretary documents;
• Assist in dealing with HKEX, SFC and other regulatory organizations for all compliance and licensing matters;
• Assist in handling legal and compliance matters and enquiries from both internal and external parties such as lawyers and auditors;
• Assist to draft, review policies & procedures and identify risk & compliance related issues
• Keep abreast on regulatory developments and advise management and departments accordingly:
• Perform ad-hoc assignments or projects as required.

Requirements:

• Degree holder or above in Law or relevant disciplines;
• Minimum 1-2 years’ relevant experience in financial institutions, experience in Chinese financial institutions is preferred;
• Well-versed with Hong Kong Laws, Securities and Futures Ordinance and HKEx regulations;
• Self-initiative, independent and willing to work under pressure;
• Native speaker in Mandarin, good command of spoken & written English & Chinese;
• Proficient in MS Office and Chinese Word Processing.