Responsibilities

• Implement monitoring program and control framework over investment and insurance transactions of the bank
• Review and monitor investment and insurance sales transactions surveillance and flow are in compliance with internal and regulatory requirements
• Perform assessment and gap analysis to ensure proper control measures are in place to mitigate compliance risk
• Liaise with regulators and auditors on investment and insurance compliance issues
• Proactive identification of noncompliance, prompt reporting, root cause analysis, mitigation/remediation activities

Requirements

• Degree holder or above with minimum 8 years’ banking experience ideally in retail investment & insurance product management or sales transactions surveillance
• Good knowledge and understanding of investment & insurance products and regulatory requirements
• Good communication and problem solving skills
• Proficiency in English and Chinese

Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”

All data collected will be used for recruitment purpose only & will be used strictly confidential

Only shortlisted candidates will be notified