As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best advices and service to help customers investing in their future.

Due to our business expansion, we are looking for high calibre candidates to share our vision and venture our success.

Responsibilities:

• Conduct regular compliance review to ensure the business complies with regulatory requirements and compliance policies and recommends enhancements/corrective actions.
• Assist the Senior Manager in carrying out investigation and review in relation to insurance compliance-related complaints.
• Disseminate insurance compliance-related information and publication to all relevant staff or departments or consultants and provide advices as needed.
• Assist to conduct compliance trainings to all consultants.
• Support to resolve distributor-related complaints/ enquiries by coordinating with Customer Marketing Department and conducting special reviews, as appropriate, in relation to sales practices or distribution portfolio and recommending remedial and disciplinary actions in relation to misconduct cases.
• Be part of the team on any compliance-initiated projects (i.e. implement new regulatory requirements).
• Assist any ad hoc other projects.

Requirements:

• University degree with minimum 3 years’ post qualification experience in corporate or regulatory compliance or experience working with regulators
• Solid experience in insurance sales & distribution compliance related to training and communication, investigation, dealings with regulators.
• Knowledge on life insurance, general insurance, MPF and other insurance products
• Excellent communication, interpersonal and influencing skills.
• Self-motivated and pro-active team player with strong problem solving skills.
• Excellent command of written and spoken English and Chinese.

We offer competitive remuneration including career prospects to the right candidate. Interested parties please send detailed resume with availability, current and expected salaries to Human Resources Department, Convoy Global Holdings Limited, 39/F Lee & Man Commerical Center, 169 Electric Road, North Point, Hong Kong or by clicking the Apply Now button and upload your CV and cover letter.

(All applications will be treated in strict confidence and used for recruitment purpose within Convoy Global Holdings Limited only. All applicants are kept on file one year from the date of the application.)