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Responsible Officer (Type 1)

大灣區深港證券有限公司

  • Company Industries:Financial Services

Job Information

  • Post Date:2022-04-28
  • Career Level:Middle
  • Location:Wan Chai
  • Qualification:3 years
  • Employment Type:Banking / Finance, Dealing & Trading
  • Job Function:Banking / Finance  Dealing & Trading
  • Benefits:Medical insurance, Five-day work week

Job Description

Job Responsibilities:

  • Oversee daily dealing operation for securities trading 
  • Perform/Monitor efficient and accurate order executions and reconciliation with internal and external customers/counterparties
  • Monitor outstanding orders and perform margin risk control
  • Responsible for client onboarding and new account opening, KYC and AML checking and updating client data
  • Ensure client account documentations are in accordance with Company's standards and regulatory requirements
  • Provide quality customer services and handle client's inquiries when necessary

Job Requirements:

  • Holder of relative SFC Type 1 License (RO) for at least 3 years
  • minimum 3 years of hands-on experience
  • Good command of Chinese and English, proficiency in Putonghua is a must
  • Good interpersonal and communication skill
  • Experience of executing dealing orders with Ayers will be an advantage 

Interested parties please submit your Résumé with Expected Salaries.

All information is used for recruitment purposes only

Personal information collection statement of the recruiter:
• The information you provide will be treated as confidential documents and will not be returned. Great Bay Securities Limited will retain your information for no more than three months, and the relevant information will be destroyed upon expiration.
• According to the Personal Data (Privacy) Regulations, should you need to check and change the information you have filled in. Please email to our company's human resources and administration department.

Company Info

大灣區深港證券有限公司是一家成立於1993年,且獲香港證監會核准為註冊持牌公司及成為香港交易所參與者,主要從事第1類(證券交易)、第4類(就證券提供意見)及第9類(提供資產管理)受規管活動及積極為大眾提供多元化專業金融服務。
大灣區深港證券有限公司秉承“誠信、穩健、高效”的理念,致力於為香港、中國內地以及海外的投資者提供優質的證券投資服務,包括爲廣大中小微企業和個人提供安全、高效、全面的融資服務,最穩定及最全面的電子交易平臺進行證券交易,專人落盤、電話熱線落盤等各類證券之經紀業務。大灣區深港證券有限公司亦提供完善的資產管理服務,以優秀的資產管理隊伍,以務實穩健的態度、豐富的市場經驗,為客戶提供最完善可靠的資產管理服務。 

Great Bay Securities Limited was established in 1993. Our company has obtained licenses by The Securities and Futures Commission to carry out Type 1 (Dealing in Securities), Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities and became a Hong Kong Exchange participant. Our company also provides comprehensive and diversified commercial financing services to public. 
Great Bay Securities Limited, devoting to the principle of "integrity, stability and efficiency", is committed to provide quality services to investors in Hong Kong, Mainland China and overseas through secure, efficient and diversified equity financing, useful and stable trading platforms for the securities dealing services. Great Bay Securities Limited also provides comprehensive and reliable asset management services for client. With our excellent asset management team, a pragmatic and stable attitude, and extensive market experience, we provide customers with the perfectly complete and reliable asset management services.
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