Director/Senior Manager, Central Compliance (Permanent)- Virtual Bank

Job Gallery Consultancy Limited

Post Date：2022-04-26
Career Level：Senior
Location：Southern Area
Yr(s) of Exp：10 years
Qualification：Degree
Employment Type：Full Time, Permanent
Job Function：Banking / Finance Financial Services
Benefits：Dental insurance, Medical insurance, Performance bonus, Five-day work week

Responsibilities:

Lead the central compliance function for handling bank-wide regulatory matters, including but not limited to regular submissions, licensing matters, regulatory examinations/external audits;
Design and implement the bank-wide compliance program and conduct the reviews as planned to enable early identification of compliance risks;
Work with key stakeholders to ensure awareness and identification of potential impacts of regulatory changes to the existing operating model of the bank;
Handle ad-hoc projects assigned by the Head of Compliance from time to time;
Provide regular communications and training to staff to build compliance awareness;
Provide compliance advice on reportable incidents or complaint cases

Requirements:

Degree or above in Law, Business Administration or related disciplines
At least 10 years of experience in compliance / risk management / general audit role of a banking or financial institution or regulatory bodies, including at least 3 years of management experience ;
Have experience in interacting with regulatory bodies (e.g. HKMA, SFC, IA);
Ability to demonstrate a broad technical knowledge and expertise covering the code of conduct matters, corporate governance matters and regulatory risk and regulatory change matters;
Excellent written and verbal communication skills in English, Cantonese and Mandarin;
Detail-oriented, analytical and has the ability to identify potential issues and solutions
Passionate to work in a dynamic environment

All Personal Data will be collected for recruitment purposes only.

Our client, a steadily growing Chinese Bank in Hong Kong, is looking for a talent to join them.

Our recruitment consultants will provide tailor-made advice for individual job seeker.

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