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Compliance Officer/Executive (SFC Type 1,4,9 & IA)

iFAST Financial (HK) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2022-05-26
  • Career Level:Entry Level
  • Location:Central
  • Yr(s) of Exp:1 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Financial Services  Professional Services  Legal & Compliance  Risk M
  • Benefits:Dental insurance, Education allowance, Life insurance, Medical insurance, Performance bonus, Transportation allowance, Travel al

Job Description

Responsibilities:

  • Assist in reviewing and implementing relevant internal controls to ensure regulatory compliance and strengthen operational risk management;
  • Handle daily internal compliance tasks and provide assistance in business monitoring activities;
  • Keep abreast with regulatory updates and deliver necessary internal trainings of such;
  • Perform compliance audit program;
  • Manage licensing matters, including individual and corporate license applications, liaison with case officers; and
  • Perform ad-hoc duties and projects as assigned.

Requirements:

  • Degree holder preferably in Economics, Business Administration, Psychology, Marketing or related disciplines;
  • Detail-minded and attentive to details;
  • Proficient in written and spoken English and Chinese;
  • Self-motivated, strong analytical and coordination skills;
  • Committed, responsible, and willing to work under pressure;
  • Immediate available will be an advantage;
  • Fresh graduates are welcomed to apply.

Our offer: 

  • Career development prospect;
  • Attractive remuneration package;
  • 5-day working week;
  • 21+ days Annual Leave;
  • Medical, Dental, Life Insurance;
  • Performance bonus and shares;
  • Staff discount on Securities Transaction
  • Training, sports allowance.

Interested parties please send your full resume by clicking "APPLY NOW".

Our company is an equal opportunities employer and welcome application from all qualified candidates. Information provided will be treated with strict confidential and be used for the purpose of selection only. Applicants who are not invited for interview within 10 weeks may consider their applications unsuccessful. Personal data of unsuccessful applicant will be destroyed within 12 months.

Company Info

iFAST Financial (HK) Limited (iFAST Hong Kong) is a subsidiary of iFAST Corporation Ltd., which listed on Singapore’s SGX-ST Mainboard. We are a wealth management Fintech platform providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia.

Our mission statement is “To help investors around the world invest globally and profitably”. We believe in creating a corporate environment which is highly open and receptive in nature. At iFAST Hong Kong, we give our employees sufficient opportunities to shine and excel in their area of work.

To find out more about the businesses of iFAST Hong Kong, please visit:
iFAST Central: http://www.ifastfinancial.com.hk/
iFAST Global Prestige: http://www.ifastgp.com.hk/
Fundsupermart.com: http://www.fundsupermart.com.hk/
iFAST Global Markets: http://www.ifastgm.com.hk/

You are welcome to directly contact HR team on LinkedIn.
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