VP, Control Room and Private Side Compliance
Ambitio
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2022-07-04
- Career Level:Middle
- Location:Not Specified
- Yr(s) of Exp:7 years
- Qualification:Degree
- Salary:HK$70,000 - HK$90,000 /month
- Employment Type:Full Time, Permanent
- Job Function:Banking / Finance Financial Services Equities / Capital Markets Professional Services &nbs
Job Description
Our client, a leading investment banking group, is looking for a VP, Control Room to join their expanding team.
Responsibilities:
Maintain and update control room operation process including watch list/restricted list etc.
Deliver training to new joiners about information barrier
Liaise with different business lines and stakeholders regarding confidential lists etc.
Provide compliance and regulatory advice to various corporate finance departments
Requirements:
Bachelor's degree in related discipline
5+ years of experiences in control room, IBD, research compliance
Ability to work under pressure
Proficient in English and Chinese
If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.hk/refer-a-friend
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