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VP, Control Room and Private Side Compliance

Ambitio

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2022-07-04
  • Career Level:Middle
  • Location:Not Specified
  • Yr(s) of Exp:7 years
  • Qualification:Degree
  • Salary:HK$70,000 - HK$90,000 /month
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Financial Services  Equities / Capital Markets  Professional Services &nbs

Job Description

Our client, a leading investment banking group, is looking for a VP, Control Room to join their expanding team.

Responsibilities:

Maintain and update control room operation process including watch list/restricted list etc.

Deliver training to new joiners about information barrier

Liaise with different business lines and stakeholders regarding confidential lists etc.

Provide compliance and regulatory advice to various corporate finance departments

Requirements:

Bachelor's degree in related discipline

5+ years of experiences in control room, IBD, research compliance

Ability to work under pressure

Proficient in English and Chinese

If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.hk/refer-a-friend

Company Info

Ambition is a leading global boutique recruitment business listed on the Australian Securities Exchange. With coverage across Hong Kong, Singapore, Kuala Lumpur, Sydney, Melbourne, Brisbane, and London, we specialise within the areas of Banking & Financial Services, Finance & Accounting, Sales & Marketing, Supply Chain & Procurement and Technology.

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