Responsibilities:

• Lead and manage advisory engagements for financial institutions (FIs) including banks, stock brokers, asset management companies, licensed corporations, authorised institutions, insurers etc.
• Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
• Draft policies, procedures and compliance manual for enabling FI clients to comply with applicable regulatory requirements
• Develop subject matter expertise and knowledge and provision of training to the FS Advisory and other professional team members
• Supervise and manage the performance of the FS team’s engagements
  • Corporate governance and risk management  
  • Internal audit and internal control of FIs  
  • Regulatory compliance such as SFC code of conducts, license compliance (type 1, 4, 6, 9), Banking Ordinance, HKMA SPMs, Stored Value Facilities (SVF) requirements, etc.  
  • Service organisation control reporting (SOC)
  • Conduct and culture review
  • Assurance engagements  
  • Stress testing

• Degree holder in Accounting, Finance /or any related subjects
• Over 6 years of consulting experience in the financial services industry
• Professional qualification of HKICPA is a MUST. With other qualifications such as ACCA, CIA, FRM, etc. will be a plus  
• Experience in conducting reviews of assurance engagements under ISAE 3000 (R), ISAE 3402, etc.
• Experience in dealing with senior management executives and board of directors of FIs
• Excellent interpersonal, communication and presentation skill, as well as proficiency in English and Chinese reporting
• Fluent in spoken English, Cantonese and Putonghua
• Mature, positive attitude, proactive, self-motivating
• Candidates with less experience will be considered for Manager

BDO. Because relationships matter.

BDO's global organisation extends across 167 countries, with over 97,000 professionals working out of approximately 1,728 offices - and they are all working towards one goal: to provide our clients with exceptional services. BDO has committed ourselves to facilitating the growth of business by advising the people behind them. Our professional services include assurance, business services & outsourcing, risk advisory, specialist advisory and taxation.

Our vision is "To be the leader for exceptional client service". We understand that exceptional service to our clients begins – and ends – with exceptional regard for our people. We empower our people and provide both local and international development opportunities, quality people management, international events to learn, share and network, attractive compensation and career prospects. Exceptional Client Service means Exceptional Service to our People too.

At BDO, we do not simply offer you a job. We offer you excellent opportunities for career development and full support for you to achieve your career and professional success through well-structured learning programme, mentor programme, secondment opportunities, well exposure to international engagements, and various kinds of technical supports. We nurture proactive and talented professionals who have a passion for client services and professional excellence.

We are now inviting high calibre candidates to apply for the following position: