Responsibilities:

• Act as Responsible Officer to supervise SFC Type 1 regulated activities
• Supervise and manage daily securities brokerage operations, including the account opening process, account maintenance and customer services
• Monitor internet trades to ensure their compliance with internal guidelines and exchange regulations
• Lead deal flows and execute transactions, including IPOs Placements and underwriting
• Provide support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management
• Assist in writing and maintaining proper documentation of all operations, policies and procedures, including operational and risk control procedures
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control

Requirements:

• University graduates in business related disciplines
• Minimum 5 years solid experience in securities dealing with minimum 2 years in a management role
• Good team player and interpersonal skills
• On time to work and attention to details a must
• Good command of English and Chinese (Mandarin & Cantonese)

We offer attractive remuneration including 5 days work and bank holidays and performance bonus. For more information about our company, please visit our website: http://www.aristo.hk

Interested candidates please email to hr @aristo.hk with full CV with

• Expected salary
• Availability

Personal data collected will be used for recruitment purpose only 

Aristo Securities Limited is an Exchange Participant of the Stock Exchange of Hong Kong Limited (Broker Number 2879), a China Connect Exchange Participant with respect to trading northbound A Shares and a Licensed Corporation (CE Number BDH167) with the Securities and Futures Commission in respect of carrying out Type 1 regulated activities of Dealing in Securities.
We are passionate and innovative. Our vision is to transform the local Hong Kong securities brokerage business operation into the next generation model by embracing advanced technologies to provide our clients with speedy, convenient and automated investment services. Apart from the electronic version of traditional brokerage services over mobile phones, Aristo also provide paperless IPO/placing application and low latency warrant trading service that utilize HKEX’s co-location data centre. We strive to continually enrich our services at an affordable cost to assist our clients to make better trading decisions and to execute their orders in a timely and effective manner.