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RO Type 9

Canfield Securities Company Limited

  • Company Industries:Others

Job Information

  • Post Date:2022-06-29
  • Location:Sheung Wan
  • Employment Type:Full Time
  • Job Function:Banking / Finance  Asset Management
  • Benefits:Five-day work week

Job Description

Job Description

Responsibilities:

  • Act as a Responsible Officer with management responsibilities and duties to supervise SFC Type 4 & 9 regulated activities;
  • Participated and manage fund portfolios and discretionary management accounts (DMA) for clients;
  • Formulating investment strategies and implement investment processes, construct and manage designated investment portfolios and seek to deliver good performance and fulfil related responsibilities;
  • Supervised the investment and research team to perform diligent investment process and analysis
  • Monitoring invested projects and preparing periodic updates and reports on investment;
Requirements:
  • Current SFC Type 9 unconditional Responsible Officer License holder.
  • Minimum 3-5 years of solid experiences in asset management, relates to proprietary trading, discretionary account management, private equity, special situations, corporate finance.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control.
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of spoken and written English and Chinese

Interested candidate, please send us your CV with your 1) current salary 2) expected salary 3) notice period.  All personal information collected will be strictly used for recruitment purpose only.

Company Info

We are a licensed professional organisation whose activities are monitored by the Hong Kong Securities and Futures Commission (“SFC") according to its regulations. (CE No.: BIH478)

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