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Settlement Manager (SFC Licensed Corp)

Usmart Securities Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2022-07-11
  • Career Level:Middle
  • Location:Sheung Wan
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Accounting  Finance / Accounting Manager  Banking / Finance  Financial Services  Order P
  • Benefits:Dental insurance, Medical insurance, Performance bonus, Five-day work week

Job Description

Job Responsibilities: 

  • Supervise daily operation of settlement activities for equities and bonds
  • To handle daily settlement operations including HK and US securities, fixed income, corporate actions and other Exchange/CCASS operations
  • Perform daily stock and cash reconciliation, handle IPO, placing related operations
  • Oversee the review and enhancement of internal operation procedures for both new and existing business operations
  • Ensure all processing transactions are compiled with all relevant external regulators and in-house policies
  • Communicate with internal and external parties to solve all settlement problems
  • Participate in any other ad hoc projects such as UAT, system upgrade

Job Requirements: 

  • Degree holder of above
  • At least 5 years of relevant experience in settlement operations in securities industry
  • Strong knowledge with CCASS operations
  • Familiar with Hundsun back office system is preferred
  • Self-motivated, be responsible and able to work independently
  • Good command of spoken and written English and Chinese (Cantonese and Putonghua)
  • Candidate with more experienece will be considered as Senior Settlement Manager

We offer attractive remuneration package to the right candidates. Interested parties please send your current and expected salary by email.

Company Info

uSMART 盈立證券是香港新一代互聯網券商,通過技術創新和人工智能科技為投資者提供簡單,專業和低成本的全球投資服務。 uSMART盈立證券是香港持牌券商(中央編號:BJA907),持有香港證監會授予的149號牌照,是香港證監會認可的全牌照優質券商,致力遵循香港金融法規保障投資者資產安全。

uSMART 盈立證券的核心管理及金融科技團隊成員來自世界知名科技企業巨頭和知名金融機構,包括騰訊、阿里巴巴、微軟、雅虎、優步、法国巴黎银行、瑞士银行等。 uSMART 盈立證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART 盈立智投),進一步優化投資者買賣證券的體驗,為投資者爭取獲得更佳回報機會。

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uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innovation and artificial intelligence technology.

uSMART Securities (CE no. BJA907) is licensed under The Securities and Futures Ordinance (Chapter 571), and allowed to carry on Type 1, Type 4 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team members come from world-renowned technology giants and well-known financial institutions, including Tencent, Alibaba, Microsoft, Yahoo, Uber, BNP Paribas, Swiss Bank, etc.  uSMART Securities combines its leading artificial intelligence and machine learning algorithms to develop a new generation of mobile securities trading APP (uSMART) for investors, further optimizing the users’ experience of securities trading and help seek for better returns.

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