Our client, a reputable bank in HK, is looking for a VP of Compliance & Internal Control to join their HR team

 Responsibilities:

• Coordinate with related stakeholders to finalize response of HRD for audit review/ compliance checking
• Review and advise on HR policies and procedures in compliance with related regulatory requirements
• Liaise with regulatory bodies on compliance issues related to HR
• Monitor staff’s compliance with internal policies 
• Perform staff dealing activities monitoring
• Review and observe staff suspicious transactions and a
• Assist in staff disciplinary issues
• Process and monitor intermediary registration matter
• Participate in ad hoc projects or assignments

 Requirements:

• University graduate
• 8 years’ experience related to compliance and licensing, preferably experience in dealing with regulatory bodies/ auditors and staff monitoring
• Good knowledge of regulatory requirements and procedures in banking or financial services industry
• Good interpersonal and communication skills
• Strong sense of responsibility, independent, attention to details and well-organized
• Good command of written and spoken English and Chinese (Cantonese and Putonghua)
• Conversant with MS Office applications especially MS Excel

Midas Associates Limited is a focused banking and finance executive search firm formed by Consultants who were senior investment, commercial, corporate  & consumer bankers.