The Role

Implement control within Equity Sales & Derivatives Division ("ESD") to meet all regulatory requirements and internal policies

Key Accountabilities

• Implement control within Equity Sales & Derivatives Division ("ESD") to meet all regulatory requirements and internal policies;
• Answer enquiries from staff of ESD;
• Perform trade surveillance on ESD;
• Develop, maintain and execute quality assurance programme for ESD; and
• Other duties as assigned.

Skills & Experience

• Diploma / Bachelor Degree in business, accounting, law or related disciplines
• 1 year of working experience in audit or compliance field is preferred
• Fresh graduate will also be considered
• Able to perform multi-tasks, attentive to details with good quality and accuracy
• A team player with excellent communication and interpersonal skills
• Good computer skills, including MS Word, Excel, Powerpoint and Chinese Word Processing
• Good spoken in English and Chinese (both Cantonese and Mandarin)

Other Information

Notes to applicants:

• Please apply in strict confidence with full resume, academic record, current and expected salaries.
• The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
• Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career in our group.