Major responsibilities:

 Implement Internal Control

• Develop and document a comprehensive internal control framework.
• Perform and document walk through the processes of Operation Management Team (OMD).
• Perform the regularly Risk Control Self-Assessment (RCSA) of OMD and issues the review report. 
• Identify key controls and offer solutions to mitigate the control gaps.
• Deploy new controls and provide training as necessary.

Monitor Compliance with Internal Control Framework

• Develop and execute a plan for ongoing monitoring of internal control compliance
• Understand and communicate internal control deficiencies identified as part of ongoing monitoring. Assist and follow the remediation.
• Work with control owners to adjust controls over time as needed.
• Be aware of new and changing processes at the Bank. Update the Bank internal control structure and documentation as necessary.

Audit Support

• Assist control owners in addressing findings.
• Assist with collection of materials for Bank regulatory examinations.

 Requirements:

• Self-starting and working independently with limited oversight.
• Manage multiple concurrent deadlines, and able to prioritize work load.
• Work successfully in an ambiguous environment.
• Convey verbal and written messages in a clear and concise manner.
• Educational qualification - University degree or above
• At least 5-8 years managerial audit/Internal Control experience in Banking Industry. Less experience may apply the Assistant Manager Grade
• Experience in Operational Risk Management, preferably in a widespread, multi-unit organization or Operations or other relevant business experience
• Understanding RCSA and/or audit methodology
• Good conflict management, negotiation, communication and influencing skills
• Good command of both written and verbal in English and Chinese (including Putonghua).

Our Bank offers attractive remuneration package to chosen candidates. Interested parties please apply with full resume stating expected salary and contact phone number via Apply Now. 

All applications will be treated in the strictest confidence and personal data collected will be used for recruitment purpose only.

Shanghai Pudong Development Bank Co. Ltd (SPD Bank), (stock code 600000) incorporated on January 9, 1993, is a reputable listed joint-stock commercial bank with its headquarter located in Shanghai. SPD Bank has a high standing in China’s financial market for its outstanding performance and business integrity. Globally, SPD Bank ranks 20th on the list of “Top 1000 World Banks 2020” released by The Banker, being 7th among the Chinese banks. Our sound competitiveness has also led us to 220th in Fortune Global 500, being 7th among Chinese banks.

As the first overseas branch of SPD Bank, the Hong Kong Branch has succeeded in becoming one of the most fully fledged joint stock banks in Hong Kong. Since its opening in June 2011, SPD Bank Hong Kong Branch has developed to become a progressive bank which offers suitable financial solutions and products to our clients. We provide banking services covering international trade financing, cross-border business, corporate and institutional financing, global market business, deposit taking and private banking, etc. With the goal of gaining strong market recognition and reputation, we not only focus on proactive and prudent business expansion, but also talent investment. We respect and care about our employees, and offer good career development opportunities. In order to cope with our expansion, we invite high-caliber talents to become part of our team and to join us on our journey towards a brighter future.

Please visit our website  https://news.spdb.com.cn/overseas_institutions/hk_bank/ for more information.