Settlement Manager/ Asst. Manager/ Sr. Officer/ Officer/ Asst. Officer
First Shanghai Securities Ltd
- Company Industries:Financial Services
Job Information
- Post Date:2022-07-15
- Location:Central & Western Area
- Yr(s) of Exp:3 years
- Qualification:Degree
- Employment Type:Full Time, Permanent
- Job Function:Banking / Finance Financial Services Others Order Processing & Operation / Settlement
- Benefits:Double pay, Life insurance, Medical insurance, Performance bonus, Five-day work week
Job Description
Settlement Manager/ Asst. Manager
Job Responsibilities:
- Manage and supervise daily back office activities including but not limited to securities/futures/bond settlement, corporate action, client fund transfers, IPO, placement and SBL etc.
- Liaise with front office, banks, brokers and external authorities to follow up settlement related issues
- Ensure the operational procedures are compliance with relevant regulatory and ensure all transactions are processed accurately and efficiently
- Implement and maintain effective internal control in the operating process to minimize risk exposure
- Participate in system enhancements, UAT and perform ad hoc assignments / duties as assigned
Job Requirements:
- Degree holder in Finance, Business Administration or related disciplines
- Minimum 5 years related experience in brokerage industry
- Familiar with relevant compliance rules and regulations, CCASS, DCASS and CTM operations
- Mature, detail-minded, self-motivated and able to work under pressure
- Great communications skill and interpersonal skill
- Strong leadership and organization skills
- Proficiency in both spoken English, Chinese and Mandarin
- Candidates with less experience will be considered as Asst. Settlement Manager
Sr. Officer/ Officer/ Asst. Officer
Job Responsibilities:
- Perform daily settlement operations including HK Equities & Futures, Overseas Equities, Futures and Options and Derivatives products
- Monitor pre-matching, post trade processing, nominee services, stock reconciliation, IPO, corporate actions and placement
- Liaise with Brokers, in-house counterparties to follow up settlement related issues and equiries
- Participate in system development projects include UAT and system migration
Job Requirements:
- Diploma holder in Finance, Business Administration or related disciplines
- Minimum 3 years of settlement experience in a brokerage industry
- Familiar with CCASS, DCASS operations
- Strong PC skills in Microsoft Word, Excel and Chinese word processing
- Good communications skill and interpersonal skill
- Able to work independently under pressure
- Proficiency in both spoken English, Chinese and Mandarin
- Fresh graduate will also be considered
We offer attractive package including 5 days work, Year-end bonus, discretionary bonus, medical & life insurance to the right candidate. Please apply with full resume stating present & expected salary and date available to: The Human Resources Manager by clicking APPLY NOW.
(Personal data collected would be used for recruitment purpose only.)
Company Info
First Shanghai Securities Limited is a subsidiary of First Shanghai Investments Limited, which is a listed company in Hong Kong. To cope with our expansion, we invite high caliber candidate to fill the following position:
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