Job Responsibilities:

• Contribute to the delivery of annual audit plan by participating in and/or leading audit assignments
• Assist the Head of Internal Audit in developing and implementing effective audit methodologies
• Develop clear and concise audit plans according to the Bank's audit methodology and identify key risk areas
• Develop audit program for audit engagements, conduct walkthrough and detail testing of key controls of the Bank to identify control weaknesses and areas for improvement
• Provide value-added recommendations for improvement by balancing risks, controls, business and efficiency issues
• Liaise with the heads or team leaders of business, risk and operations departments on controversial audit issues and explain the risk implementations of major audit findings and suggest feasible solution for implementation
• Provide advisory service to add value to corporate governance, compliance and risk management of the Bank
• Responsible for investment banking operating audit in the subsidiary of the Bank
• Assist the Head of Internal Audit in drafting audit reports, preparing audit information packages for presenting to the Audit Committee
• Develop and maintain good relationship with the business and support units of the Bank, external auditors and regulators by setting up a professional image and standard of internal audit
• Participate in ongoing risk monitoring and audit / regulatory issues tracking
• Undertake ad hoc assignments request raised by the Audit Committee, Board or regulators
• Give advice on internal control issues related to product, services or system development projects and promote control and risk awareness in the Bank

Job Requirements:

• University degree in Accounting, Finance, Business Administration or related disciplines
• Holder of CPA, CIA, CISA or other relevant professional qualifications
• At least 5 years' relevant experience in audit, compliance or risk management, preferably in banking, financial services industry or regulatory bodies
• Solid audit experience in investment banking
• Sound knowledge and experience of regulatory requirements of SFC
• Self-motivated with high level of integrity, objectivity and confidentiality
• Strong analytical, communication, report writing and interpersonal skills and a strong team player
• Good command of written and spoken English and Chinese, including Mandarin

We offer successful candidates an attractive remuneration package and the opportunity to work in a dynamic and exciting environment. To apply please send your CV in English and Chinese with salary expectations by clicking “Apply Now”.

Personal data collected will be used for recruitment purposes only.

Bank of Shanghai Company is a well-established commercial bank in Greater China founded in 1995. The focus of business in Hong Kong is on corporate and investment banking. “With Care, With You” is our service concept. We are committed to providing professional, tailor-made and comprehensive financial services to facilitate enterprises’ investment, operations and trade across the region.