Job Responsibilities:

• Assist all business lines that carrying out SFC-regulated activities to comply with the SFC rules and regulations
• Handle all licensing matters (SFC and MPFA), application, notification, annual return and survey for regulators
• Carry out compliance trainings to the business units and provide advice to the management
• Draft, review and negotiate agreements and other legal documents for the business lines of the Group
• Advise management on business initiatives and specific issues to ensure compliance with legal and regulatory requirements
• Manage local and regional commercial and regulatory legal matters of the Group
• Liaise with and handle enquiries from regulatory authorities
• Support corporate governance and corporate secretarial aspects of the Group

Job Requirements:

• University degree in Law, Business Administration, Finance or other related disciplines
• Minimum of 5 years relevant working experience in securities houses/banks or similar institutions
• Familiar with the SFO and relevant regulatory requirements for Licensed Corporations 
• Broad legal, compliance and accounting knowledge preferable
• Excellent communication skills in both English and Chinese with strong drafting skills

Interested parties, please submit your full resume with your availability, current & expected salary by clicking "Apply Now".

We are seeking high-caliber professionals to join our company. Motivated candidates with requisite experiences and qualifications are welcome to apply for the position.