Compliance Officer/ Senior Officer (Contract, 6-9 months)
Resource Solutions Consulting Hong Kong Limited
- Company Industries：Human Resources Management/Consultancy
Job Information
- Post Date：2022-08-15
- Location：Quarry Bay
- Yr(s) of Exp：3 years
- Employment Type：Full Time, Temporary, Contract
- Job Function：Banking / Finance Financial Services Professional Services Legal & Compliance
- Benefits：Free shuttle bus, Five-day work week, Flexible working hours
Job Description
About Our Client
Our client is a prestigious international bank with a long history of providing corporate banking solutions to businesses and to large local companies, financial institutions and multinationals. We look for talented, tenacious individuals who are hungry to progress and eager to grow their knowledge.
Key Responsibilities
- Assist Asia Pacific Control Room members to handle control room tasks
- Assist in preparation of periodic reports to relevant parties and periodic review
- Organise and conduct APCR related training with different departments
- Assist with the follow up on Insider Categorization and Training
- Assist in other compliance tasks as required to achieve team objectives:
- Assist in updating the firm's policies & procedures
- Assist with the maintenance of the Firm's Restricted List, Watch List and Grey List
- Facilitate information barrier crossing requests and update the associated systems
- Assist with pre-deal research publication process and coordinate with Business, Compliance and External Counsel on related matters
- Assess and manage of potential conflicts of interest
- Provide compliance clearance on research products and ensure all publications comply with policies and legal provisions
- Assist on operation process enhancement and provide feedback on polices and procedures
- Around 3-5 years of relevant experience within compliance/ financial institutions/ professional firms an advantage
- Bachelor's degree or equivalent in Finance, Law or related subject
- Previous experience with international banks or financial institution is an advantage
- Good communication and interpersonal skills with ability to build good working relationships with different business, management and other functions
- Ability to work through tasks systematically and monitor own work to ensure consistency and timeliness.
- Ability to learn and understand applicable regulatory rules and regulations and industry best practices.
- Ability and strong desire to work as part of an effective and collaborative team.
- Effective written communication skills for report writing and analysis.
- Responsible, thorough, professional and high regard for accuracy and quality
- Attention to detail, efficient and strong administration / organization skills
- Able to work under pressure and willing to work flexible hours
Values and Diversity
Dynamic working gives everyone at our client the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager. They are an equal opportunity employer and are opposed to discrimination on any grounds. It is the policy of our client to ensure equal employment opportunity without discrimination or harassment on the basis of race, colour, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.
Company Info
Resource Solutions is a provider of recruitment process outsourcing (RPO) solutions. Part of the Robert Walters Group, we have delivered these solutions to leading organisations since 1997. We constantly manage a recruitment budget of over £650 million on behalf of our clients, hiring more than 16,500 employees for them each year. Our business has considerable resources at its disposal, operating from a network of 53 offices in 24 countries. We work in partnership with organisations, managing everything from global accounts with demanding resourcing strategies to single sites with low recruitment volumes. As one of the original pioneers of RPO, we have a vast amount of industry expertise. This is reflected in our client portfolio, which includes everyone from major blue-chip companies to small and medium size enterprises.
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