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Compliance Officer / Senior Compliance Officer

Winbull Securities International (Hong Kong) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2022-08-12
  • Career Level:Middle
  • Location:Admiralty
  • Yr(s) of Exp:3 years
  • Qualification:Degree
  • Employment Type:Full Time
  • Job Function:Banking / Finance  Financial Services
  • Benefits:Medical insurance, Five-day work week

Job Description

We are looking for an enthusiastic, quick learning and independent person to join our team. At Winbull, we believe in our people and the importance of your personal growth.

Responsibilities :

-       Monitor business operation of SFC licensed (1, 4 & 9) of our Company
        and formulate and update internal policies and procedures to ensure
        relevant compliance standards are complied with;

-       Ensure internal control procedures and manuals are up-to-date with
        regulatory requirements and monitor adherence with these policies
;

-       Assist in managing the implementation and enforcement of internal
        company policies and external laws and regulations (i.e. SFC/ HKEX
        requirements)
;

-       Assist in consultation raised by operation team relating to compliance
        issues, including due diligence and AML/KYC suitability policy;

-       Conduct regular compliance reviews to ensure our procedures are
        meeting regulatory requirements/ business changes.

Requirements :

-      Degree holder in Law, Finance or related disciplines;

-      Ideally you will have at least 3 years of experience in compliance
       functions with financial institutions;

-      Proactive, responsible, independent, self-motivated, details oriented
       and strong communication skills;

-      Possess good knowledge of local regulatory requirements;

-      Excellent command of spoken and written of English and Chinese.

 What we offer :

-    Competitive compensation package alongside consistent career
     development 
-    Transform the strategy and future of the business
-    Cozy office environment with light refreshments

Interested parties please send detailed resume with current and expected salaries to Human Resources Department. 

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

Company Info

Winbull Securities International (Hong Kong) Limited (“Winbull”) was established in 2021 headquartered in Hong Kong.  Winbull has SFC Type 1, 4 & 9 license which would like to develop a sophisticated mobile application for customers among Hong Kong, Greater Bay Area and Asia regions.

Winbull will provide a wide range of investment products including securities brokerage, advisory services and asset management services to potential customers. With our strong capital background and technical team, we aim to be a leading online trader and are most welcome you joining us.
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