Compliance Officer / Senior Compliance Officer
Winbull Securities International (Hong Kong) Limited
- Company Industries:Financial Services
Job Information
- Post Date:2022-08-12
- Career Level:Middle
- Location:Admiralty
- Yr(s) of Exp:3 years
- Qualification:Degree
- Employment Type:Full Time
- Job Function:Banking / Finance Financial Services
- Benefits:Medical insurance, Five-day work week
Job Description
We are looking for an enthusiastic, quick learning and independent person to join our team. At Winbull, we believe in our people and the importance of your personal growth.
Responsibilities :
- Monitor business operation of SFC licensed (1, 4 & 9) of our Company
and formulate and update internal policies and procedures to ensure
relevant compliance standards are complied with;
- Ensure internal control procedures and manuals are up-to-date with
regulatory requirements and monitor adherence with these policies;
- Assist in managing the implementation and enforcement of internal
company policies and external laws and regulations (i.e. SFC/ HKEX
requirements);
- Assist in consultation raised by operation team relating to compliance
issues, including due diligence and AML/KYC suitability policy;
- Conduct regular compliance reviews to ensure our procedures are
meeting regulatory requirements/ business changes.
Requirements :
- Degree holder in Law, Finance or related disciplines;
- Ideally you will have at least 3 years of experience in compliance
functions with financial institutions;
- Proactive, responsible, independent, self-motivated, details oriented
and strong communication skills;
- Possess good knowledge of local regulatory requirements;
- Excellent command of spoken and written of English and Chinese.
What we offer :
- Competitive compensation package alongside consistent career
development
- Transform the strategy and future of the business
- Cozy office environment with light refreshments
Interested parties please send detailed resume with current and expected salaries to Human Resources Department.
All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.
Company Info
Winbull will provide a wide range of investment products including securities brokerage, advisory services and asset management services to potential customers. With our strong capital background and technical team, we aim to be a leading online trader and are most welcome you joining us.
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