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Compliance Manager/AVP , Legal & Compliance

Industrial Bank Co., Ltd.

  • Company Industries:Banking

Job Information

  • Post Date:2022-08-15
  • Career Level:Entry Level
  • Location:Central
  • Yr(s) of Exp:3 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Financial Services  Others  Professional Services  Legal & Compliance

Job Description

Responsibilities:

  • Responsible for HKMA and SFC's regulated activities related compliance review, advisory and checking
  • Responsible for filing documents with Companies Registry (and liaise with the company secretary)
  • Responsible for communication with HKMA, including regulatory reporting and day-to-day communications.
  • Participate in new projects & product/services development, provide compliance advice to new product and service, review related policies, sales and marketing materials, etc.
  • Assist in all regulatory communications including product approval/filing, regulatory examinations, and reporting generally
  • Help administer all related governance meetings or committee preparatory and reporting works
  • Perform other duties as assigned by supervisor(s)

Requirements

  • Degree holder in Finance and Accounting or other related discipline
  • Min. 3 years relevant work experience in banking or other financial institutions
  • Sound knowledge of regulatory requirements such as Banking Ordinance, Securities and Futures Ordinance,etc.
  • Proficiency in both English and Chinese, including Putonghua
  • Responsible, detail oriented, well-organized, independent with strong communication skills
  • Candidate with more experienced will be considered as AVP
  • Immediate available preferred

Please enclose full C.V. with present and expected salary to the Head of Human Resources, Industrial Bank Co., Ltd. Hong Kong Branch, 12/F, One IFC, 1 Harbour View Street, Central, Hong Kong or apply directly by clicking “Apply Now”.

Personal data provided by job applicants will be used for recruitment purpose only. Applicants who are not contacted within 8 weeks may consider their applications unsuccessful. All data of unsuccessful applicants will be destroyed in 12 months.

Company Info

Established in August 1988 and headquartered in Fuzhou city in Fujian Province, Industrial Bank was the first among all banks in Mainland China to receive a financial license allowing our Financial Markets team to actively participate in the financial market businesses. The Hong Kong Branch adopts its overall strategies, goals and business philosophy of “Dedicated Service, Together We Grow”, equips itself with professional teams and advanced management systems, and generates synergies from a diverse portfolio of businesses. With Hong Kong as the core hub, we would gradually develop our international financial businesses and strive to utilize our advantages in the offshore financial market.

To expand our business in Hong Kong, we are now inviting high caliber candidates to apply for the following position.

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