Assistant Compliance Manager
Futu Securities International (Hong Kong) Limited
- Company Industries:Financial Services
Job Information
- Post Date:2022-08-31
- Career Level:Senior
- Location:Admiralty
- Yr(s) of Exp:3 years
- Qualification:Degree
- Employment Type:Full Time, Permanent
- Job Function:Banking / Finance Financial Services Others
- Benefits:Dental insurance, Double pay, Medical insurance, Performance bonus, Work from home, Five-day work week, Flexible working hours
Job Description
Job Description
- Review the marketing campaigns and provide compliance advice to the marking team and management to deliver campaign goals and targets;
- Review and provide compliance advice to the marketing team to develop the investment or financial management tutorial material to enhance the potential users’ trust;
- Review and provide compliance advice to the marketing material across all channels (Facebook, IG,YouTube);
- Act as the internal point of contact for the marketing, legal and compliance team, providing approvals and feedback;
- Report to the Business Compliance Manager for all Social and Content activity;
- Manage compliance matters and provide related advice to business units and associated parties;
- Supervise or coach junior staff in the team to plan, execute and manage business compliance-related projects.
Requirements
- Undergraduate Degree in Finance or related disciplines;
- Minimum 4-5 years of work experience in brokerage firms or financial institutions (Compliance experience is a must, and marketing/social media experience is a plus);
- Robust and solid understanding of the SFC Code of Conducts and relevant regulatory requirements;
- Knowledge of securities and investment products and their operation is a plus;
- Strong communication and analytical skills, as well as a high degree of professional maturity;
- Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin.
Company Info
富途證券國際(香港)有限公司 為香港證券及期貨事務監察委員會的註冊交易商,可從事證券交易、期貨合約交易。富途最近引入騰訊控股 (00700.HK)、經緯創投(Matrix Partners China)以及紅杉資本 (Sequoia Capital)為策略股東,希望在技術、人力資源和網絡方面投入更多的資源,憑藉我們強大的電腦技術開發水平,為亞太區個人及公司客戶提供最優質網上投資服務。因應我們的高速發展,希望有志從事於互聯網金融人士加入我們,成為優秀團隊的一分子。
Futu Securities International (HONG KONG) Limited is a fast growing brokerage firm with strong IT technology background in Hong Kong and is committed to provide a real-time trading services for our clients in Hong Kong and within the Greater China Region. To contribute to our business growth, we are now looking for high-calibers to join us.
Learn more about us at: https://hk.futu5.com/
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