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Head of Dealing (RO1, 2)

Conners Consulting Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2022-08-31
  • Location:Sheung Wan
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Dealing & Trading  Sales  CS & Business Devpt  Customer Service - Man
  • Benefits:Dental insurance, Life insurance, Medical insurance, Performance bonus, Five-day work week

Job Description

Our client, a fast-growing investment group to invite high caliber candidates to join their company. 

Responsibilities

  • Lead Dealing Team
  • Execute dealing orders in Equity, Future Contract, Fund and Bond
  • Manage account-opening procedures, KYC, AML checking
  • Supervise SFC-regulated activities of the firm

 Requirements:

  • Degree holder in Accounting, Business Administration or equivalent;
  • Current holder of SFC Responsible Officer license for Type 1 & 2 regulated activities.  Experience in Type 1, 2, 4, 5 and 9 activities will be an advantage.
  • Experience in newly setup platform
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Ability to work independently, familiar with securities dealing operations
  • Good command of written & spoken English and Chinese (Mandarin and Cantonese)

To apply, please send your detailed resume or contact Boei Yan at 3460 2012 for a confidential discussion.
Only shortlisted candidates will be notified. 
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.

Conners Consulting Limited 2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong
Tel: (852) 3996 8090        
Website: http://www.connersconsulting.com/ 

Company Info

About Conners

Found in 2010 by a group of professionals with wide range of networks and extensive experience in the field. We are focus on searching talent for Banking, Finance & Insurance clients in the region. We are operating by a team of sector experts to providing clients with high quality professional recruitment services. We source and select the best talent for our clients, build up trust and match most suitable job for candidates, create long term relationship with both of our clients and candidates.

Website: http://www.connersconsulting.com

Employment Agency Licence No.: 63811

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