Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance Jobs Employers / Post Job
[ Log On ]

Junior Compliance Associate

FXCM Global Services (HK) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2022-08-31
  • Career Level:Entry Level
  • Location:Tsim Sha Tsui
  • Qualification:Degree
  • Employment Type:Full Time
  • Job Function:Banking / Finance  Others  Professional Services  Legal & Compliance  Risk Management
  • Benefits:Dental insurance, Life insurance, Medical insurance, Performance bonus, Work from home, Five-day work week, Flexible working hou

Job Description

Principal Duties & Responsibilities  including but not limited to:

  •  Strengthen and develop our Compliance team in HK office, supporting global business
  • Review and approve marketing materials (advertising campaigns, website content, email marketing, social media campaigns) and client communication to ensure they comply with global regulatory requirements
  • Review and assess compliance incidents and breaches and provide timely escalations to Management, where necessary
  • Correspond with internal and external customers on compliance issues, such as Client Complaints, Trade Audits and examinations
  • Coordinate with Global Compliance Department & monitor standard business activities, functions and practices to ensure compliance with regulations and policies
  • Establishing and developing appropriate and effective internal compliance policies and procedures on any new regulatory requirements and business activities or products
  • Comply, monitor and audit all statutory & relevant regulatory authorities’ requirements.
  • Identify key compliance risks and weaknesses and recommend enhanced procedures to improve operational efficiency and control
  • Support the overall team function, including special projects, as assigned
  • Perform any ad-hoc tasks assigned
Critical Knowledge, Skills & Experience
  • Educational requirements: University degree
  • Qualification and skills: Relevant Compliance Experience is preferred
  • Solid knowledge of regulatory requirements & good understanding of control concepts as well as compliance rules and regulations.
  • Proficiency in English and Putonghua speaking & sound writing skills
  • Able to read and input Simplified and Traditional Chinese is a must
Career Development and Opportunities at FXCM
  • Fresh Graduate is welcome if the job holder is potential and eager to develop the career with us as comprehensive on-the-job training is provided.
  • Excellent learning opportunities in FX and CFD Market.
  • Opportunity to deal with institutional clients and work with other financial institutions.
  • Employees who have outstanding performance and strong knowledge will have opportunity to be in charge of different projects and liaise with different departments.
  • Opportunity to learn the technical configuration of Most Popular Platform in FX Market – MetaTrader.
  • Possibility for international travel.
FXCM Serving Community & Employer of Choice
We are dedicated to serving the Community by awarded the “Caring Company Logo” for 2017 to 2022 and fostering a Work Hard Play Hard, Friendly Working Culture being a Participating Organization of Good Employer Charter for 2020 to 2022. We are an Equal Opportunity Employer and welcome applications from all walk of life and nationalities with the required skill and experiences.

Leading Remuneration & Supportive Package
Career Development / In-house and on the job training / Comprehensive Medical Coverage / Life Insurance / Discretionary Bonus / Employee Referral Bonus Program / Team Building Internal Lunches / Monthly Birthday Staff Party / Annual Party / Complimentary Weekly Fruit / Work from Home arrangement / Choice of MPF Providers

​Work-Life Balance
5 day Work Week / 20 days to 25 days Annual Leave / 14 to 16 weeks Full Paid Maternity Leave / 4 weeks Full Paid Paternity Leave / 5 days Marriage Leave / Serve for Community Events.

If you are ready for a new challenge in your career, please send us your detailed resume, cover letter with current and expected salary and availability via clicking "APPLY NOW".

Explore more career opportunities at FXCM on our Career Center:
  • https://fxcm-hr.secure.force.com/recruit/fRecruit__ApplyJob?vacancyNo=VN717

Please visit our Website: http://www.fxcm.com for reference. Information provided will be treated in strict confidence and only be used for recruitment-related purposes.

Company Info

FXCM has won the Best Zero Commission Broker for 2021 by ADVFN.

FXCM is a leading provider of online foreign exchange (FX) trading, CFD trading, and related services.  Founded in 1999 and headquartered in UK, the company's mission is to provide global traders with access to the world's largest and most liquid market by offering innovative trading tools, hiring excellent trading educators, meeting strict financial standards and striving for the best online trading experience in the market. Additionally, FXCM has offices, partners and affiliates in the major financial centers of the world, uniquely positioning FXCM to provide top notch trading experience around the world, such as Germany, France, Italy, Greece, Israel, South Africa etc. 

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread