Responsibilities:

• Client on-boarding and account maintaince
• Perform individual AML risk regular review / assessments within preset timeline
• Ensure all KYC related procedures and documentation are properly executed to comply with AML and CDD policies
• Perform data input, documents checking and other daily operations
• Work closely with sales and back office departments
• Assist in ad hoc tasks assigned by supervisor

Requirements:

• Higher Diploma or above
• People-oriented and a team player
• Preferably with account opening experience in brokerage and banking Industry
• Proficiency in MS Word, Excel, and Chinese word processing
• Good command of both spoken and written English and Chinese, including Mandarin

We are the largest Singaporean stockbroker by both market capitalisation and size of sales-force, with an extensive foothold in the regional and global markets.  We are looking for qualified individuals to join us.