Responsibilities:

• To form part of the wider Risk & Compliance defence model dealing with a variety of areas regarding client on boarding, KYC/AML and risk rating.
• Providing Risk & Compliance assurance to the wider department.
• Experience in on boarding new clients and conducting periodic review for existing clients
• Understanding of ACRA’s regulations and guidelines including KYC/AML compliance requirements
• Risk rating a variety of  client structure that includes Corporates, Financial institutions, Trusts and Funds
• Ability to provide a list of KYC documents required based on the clients structure in order for front line staffs (Client facing) to collect the required documents from Client which includes the collection of Source of Wealth & Source of funds and CRS FATCA
• Ability to perform hands-on tasks in KYC check and Complete KYC/Due Diligence including validation of completeness and accuracy of KYC documentation
• Updating data into Client on boarding portal.
• Well-versed in World-Check (Refinitiv) ensuring Sanctions, PEP and Adverse Media / Negative News screenings performed
• Research and analyse background of new and existing clients also performing enhanced due diligence for high risk clients
• Highlight potential risk clients to local management or Group Risk Committee for their approval if off boarding of clients required
• Perform regular periodic reviews of cosec clients file based on review dates and provide a list of KYC required to update compliance records
• Working together with Cosec and Compliance team to collect the required customer due diligence documents up to date

• Support the department as required within the confines of role.
• Undertake any additional reasonable duties as required the Firm.

Requirements:

• 1-2 years’ experience of working in Risk & Compliance
• Prior experience to online risk rating portal or KYC experience