Associate, Operations (Client Onboarding & Customer Service) - A Top-Tier PRC Securities Firm
Cornerstone Global Partners
- Company Industries：Human Resources Management/Consultancy
Job Information
- Post Date：2022-09-07
- Location：Central
- Employment Type：Full Time, Permanent
- Job Function：Banking / Finance Financial Services Dealing & Trading Order Processing & Operation / Settlemen
Job Description
Our client, a Top-tier PRC Securities Firm, is now looking for an Associate to join their Operation (Client Onboarding & Customer Service) team.
Job Responsibilities:
Job Responsibilities:
- Handle account-openings for institutional clients
- Ensure timely and accurate client checks, including Know-Your-Customer ('KYC'), Client Due Diligence ('CDD'), AML etc, for new accounts, existing accounts, screening of counterparties, tracking, escalation and resolution of CDD deferrals, account slated for exit
- Conduct CDD of customer profile for onboarding, periodic review and trigger event review.
- Identify and verify KYC documents and customer statistic data.
- Engage with customers to provide incomplete CDD information and documentation within service level.
- Provide support to the team and carry out other ad-hoc tasks as assigned
- Bachelor’s degree or above;
- At least 1 year of relevant experience;
- Well versed with regulatory requirement on account opening, CDD, KYC and AML
- Good command of written and spoken English and Chinese
Company Info
Cornerstone Global Partners is a China centric recruitment solutions firm with a global reach through offices in Greater China and 60 network offices around the globe. Cornerstone Global Partners provides multi-national clients entering or expanding operations in China and Chinese companies going outbound with a range of talent acquisition and talent management solutions.
These services include traditional C-level to mid-level executive search, market entry/outbound investment consultancy and organizational design solutions through their industry specialized Partners and Consultants.
For more information, please visit our website: http://www.cornerstoneglobalpartners.com/
| Position | Company | Location | Update |
|---|