• Act as a Responsible Officer to supervise SFC Type 1 regulated activities.
• Responsible for daily operation including account opening, dealing, settlement and customer service, etc.
• Liaise with SFC for regulated activities related matters and ensure all business activities comply with SFC rules and company guidelines.
• Experience in application of SFC licensing.
• Work closely with mainland team in online marketing projects.

Requirements:

• Must be a current SFC Type 1 Responsible Officer License holder. SFC Type 9 Responsible Officer License holder is a plus.
• Candidates with solid operating experience gained from internet brokerages are preferred.
• Strong in communication, collaboration with others and have good problem-solving skills.
• Be able to work under pressure.
• Good command of written and spoken English and Chinese especially Mandarin.

We are a comprehensive financial services group in Central.  A licensed corporation approved by Securities and Futures Commission to carry on Type 1, 4, 6, 9 regulated activities. And, we also obtained Money Lender’s License to carry on money lending business in Hong Kong.

We offer comprehensive financial services covering underwriting and placing of listed shares, stock broking services, margin financing, IPO sponsorship, financial advisory services and compliance advisory services for Hong Kong listed companies, merger and acquisition advisory services, stock lending and alternative leading business.