Assistant Manger to Manager, Business Management and Compliance, Corporate Banking
Industrial and Commercial Bank of China (Asia) Limited
- Company Industries：Banking
Job Information
- Post Date：2022-08-26
- Career Level：Entry Level
- Location：Central
- Yr(s) of Exp：2 years
- Qualification：Degree
- Employment Type：Full Time, Permanent
- Job Function：Banking / Finance Corporate Banking Others Professional Services Legal & Compliance
- Benefits：Dental insurance, Education allowance, Life insurance, Medical insurance, Performance bonus, Five-day work week
Job Description
- Perform AML, CDD & Internal Control Reviews and inspections, conduct risk based on-site or off-site interviews and inspections to assess the effectiveness of internal control framework
- Identify, inspect, and report internal control weaknesses and recommend corrective actions or enhancements for implementation, monitor and evaluate the effectivess and efficiency of the remediation implemented
- Promote and monitor the effective implementation of external regulatory rules and the Bank’s internal policies and procedures
- Perform gap analysis to fulfill regulatory requirements, formulate and improve the department’s operation manual and operating procedures
- Timely report non-compliance risk incidents to the Internal Control and Compliance Department of the Bank
- Cooperate with regulatory authorities and the Bank to carry out internal and external inspections
- Carry out compliance risk monitoring of various products, businesses and management activities. Conduct self-checking for the departments’ business activities and operation processes
- Organize and provide training, guidance and operation procedures to the Department
- Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department
- University graduate
- 3 to 8 years of corporate banking or legal and compliance department experience
- Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
- A good command of written and spoken English, Cantonese and Mandarin
- Familiar with corporate banking’s operation procedures and customer due diligence is preferred
Company Info
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is a licensed bank incorporated in Hong Kong. It has 53 branches, 18 “Elite Club” Wealth Management Centres and 4 commercial business centres in Hong Kong. It is principally engaged in banking, financial and other financial related services with focus on retail banking, commercial banking as well as corporate banking business. Chinese Mercantile Bank and ICBC (Asia) Investment Management Company Limited, the wholly-owned subsidiaries of ICBC (Asia), are specialized in the RMB services in Mainland China and the investment management businesses with a focus on Asia respectively. ICBC (Asia) is the flagship of Hong Kong banking business of Industrial and Commercial Bank of China Limited, the largest commercial bank in Mainland China (in terms of total assets).
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