Head of Banking Compliance
China Construction Bank (Asia) Corporation Limited
- Company Industries：Financial Services
Job Information
- Post Date：2022-08-26
- Location：Kowloon Bay
- Employment Type：Full Time
- Job Function：Banking / Finance Others
Job Description
Main Responsibilities:
- Ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of banking compliance other than investment & insurance services.
- Provide advisory & supports on banking compliance matters other than investment & insurance services.
- Be the Key Compliance Contact with major stakeholders which covers all business units and service units.
- Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes with respect to matters related to banking.
- Review customer communication materials/correspondence with regulatory bodies regarding banking compliance.
- To ensure that all necessary banking compliance, related documentation is properly maintained and updated.
- Provide training on banking compliance, and promote compliance awareness among the associates.
- Liaise with the local regulators on compliance matters, including but not limited to onsite/offsite review and progress report, surveys/enquiries from regulators on banking services
- Supervise the work of the banking compliance. Handle ad-hoc compliance projects upon request from his/her supervisor.
- Liaise with Head Office Compliance on compliance matters.
- Provide advisory & supports on banking compliance matters other than investment & insurance services.
- Be the Key Compliance Contact with major stakeholders which covers all business units and service units.
- Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes with respect to matters related to banking.
- Review customer communication materials/correspondence with regulatory bodies regarding banking compliance.
- To ensure that all necessary banking compliance, related documentation is properly maintained and updated.
- Provide training on banking compliance, and promote compliance awareness among the associates.
- Liaise with the local regulators on compliance matters, including but not limited to onsite/offsite review and progress report, surveys/enquiries from regulators on banking services
- Supervise the work of the banking compliance. Handle ad-hoc compliance projects upon request from his/her supervisor.
- Liaise with Head Office Compliance on compliance matters.
Requirements:
- Degree holder preferably in Accounting, Law or related disciplines
- Minimum 10 years' relevant compliance experience in financial institutions
- Familiar with the banking ordinance and rules, codes and guidelines issues by HKMA
- Solid experience in corporate and commercial banking compliance and general compliance in banking sector
- Sound knowledge of the relevant laws and regulators pertinent to bank
- In-depth understanding of regulatory framework and solid experience in dealings with regulators
- Strong leadership skills with ability to initiate, drive and manage changes
- Committed to maintain robust compliance culture and high ethical standards
- Excellent communication and interpersonal skill
- Proficiency in both spoken and written English and Chinese (including Putonghua)
- Minimum 10 years' relevant compliance experience in financial institutions
- Familiar with the banking ordinance and rules, codes and guidelines issues by HKMA
- Solid experience in corporate and commercial banking compliance and general compliance in banking sector
- Sound knowledge of the relevant laws and regulators pertinent to bank
- In-depth understanding of regulatory framework and solid experience in dealings with regulators
- Strong leadership skills with ability to initiate, drive and manage changes
- Committed to maintain robust compliance culture and high ethical standards
- Excellent communication and interpersonal skill
- Proficiency in both spoken and written English and Chinese (including Putonghua)
Company Info
China Construction Bank (Asia) Corporation Limited [“CCB (Asia)”] is the retail and commercial business platform of China Construction Bank Corporation [“CCB”] in Hong Kong. As of June 30, 2017, CCB (Asia) has 50 branches in Hong Kong and offers a wide array of banking products and services to customers, including consumer banking services, commercial banking services, corporate banking services, private banking services and cross-border financial services, etc.
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