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Investment Operation Manager - Financial Service

Mindset Asia Limited

  • Company Industries:Management Consultancy/Service

Job Information

  • Post Date:2022-08-12
  • Career Level:Middle
  • Location:Central
  • Yr(s) of Exp:8 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Financial Services  Equities / Capital Markets  Order Processing & Operation /

Job Description

An international Financial Institution, based in Hong Kong, is looking for an investment operation manager to join them.

Job Description 


  • Need to recommend operational process improvement initiatives to enhance efficiency and effectiveness of investment operations
  • Responsible for management of trade services and operation including operational process, international process and associated IT enhancement
  • Conduct all operation activities within the Risk & Compliance parameters as defined from time to time by the Bank
  • Fulfilment of the competency requirement for carry out the relevant regulated activities as defined by SFC and HKMA
  • Ensure internal control requirements of the business are adhered to in line with Group policies  

  • Liaise and collaborate with business units to define, review and standardize the system workflow
  • Provide daily support and assistant to business units including Capital Market, Sales and dealers
  • Review and enhance existing operation procedures as well as develop procedures for new products and operations

Qualifications & Skills

  • University Graduate in Business or related disciplines
  • Over 8 years of relevant experience in securities, FX, wealth management and trade activities with excellent understanding of investment operations and transactional product
  • Awareness of market developments and have a vision for where the market is going in the future  
  • Self starter capable of taking ownership with minimal day to day supervision
  • Stress resistant, ability to work under time pressure, team-player, proactive
  • Effective and efficient people and communication skills to communicate with all level of staff
  • Strong organisational, analytical, and problem solving skills

Interested parties can apply online by forwarding your resume and quoting the job reference. All applications will be strictly confidential and used for recruitment purposes only.

Company Info

Mindset Asia Limited specialises in search & selection for talented finance professionals for financial services sector and accounting & compliance professionals for all sectors.

For more information and job postings, please visit our website:www.mindsetasia.com

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