Compliance Manager - Financial Service
Mindset Asia Limited
- Company Industries:Management Consultancy/Service
Job Information
- Post Date:2022-08-12
- Career Level:Middle
- Location:Central
- Yr(s) of Exp:8 years
- Qualification:Degree
- Employment Type:Full Time, Permanent
- Job Function:Banking / Finance Dealing & Trading Equities / Capital Markets Risk Management
- Benefits:Medical insurance, Performance bonus, Five-day work week
Job Description
An international Financial Institution, based in Hong Kong, is looking for a Compliance professional to join them.
Key Responsibilities:
- Ensure compliance with internal policies and regulations; relevant laws, regulations and global standards
- Review and analyze reports for irregular or suspicious activities. Subsequent reports should be made on cases that violate relevant rules and regulations
- Establish assessment plans and perform control reviews
- Prepare compliance plans, procedures and guideline and due diligence
- Stay up to date with latest business practices and products
- Undergraduate degree in Law, Risk Management or related disciplines
- Professional qualifications in auditing or accounting (e.g. CPA, CISA etc.)
- Minimum of 8 years in compliance/audit role, with at least 2 years in a management position
- Proven track record in dealing with SFC and other regulatory authority
- Good knowledge and understanding of the Hong Kong regulations and industry best practices; particularly in the areas of compliance, corporate governance and risk management
- Excellent verbal and written communication skills both in Mandarin, Cantonese and English
- Superior organizational skills and the ability to prioritize in a dynamic working environment
- Strong investigative and analytical ability and detail-oriented
Interested parties can apply online by forwarding your resume and quoting the job reference. All applications will be strictly confidential and used for recruitment purposes only.
Company Info
Mindset Asia Limited specialises in search & selection for talented finance professionals for financial services sector and accounting & compliance professionals for all sectors.
For more information and job postings, please visit our website: www.mindsetasia.com
Position | Company | Location | Update |
---|