ASSISTANT VICE PRESIDENT - INTERNAL AUDIT DEPARTMENT (BUSINESS AUDIT)
Sumitomo Mitsui Banking Corporation
- Company Industries：Banking
Job Information
- Post Date：2022-10-14
- Career Level：Middle
- Location：Central
- Yr(s) of Exp：6 years
- Qualification：Degree
- Employment Type：Full Time, Permanent
- Job Function：Accounting Accountant Audit Banking / Finance Risk Management
Job Description
Job Duties & Responsibilities:
- Conduct audits of various operations for the bank in HK and other Asian locations
- Review, supervise and monitor job assignments performed by other staff in ensuring all audit assignments and projects objectives are achieved
- Plan and/or conduct job assignments; follow up on the auditees’ corrective actions and prepare audit documentation
- Provide constructive advice to appropriate levels of management
- Monitor banking regulations in the East Asia region
- Manage key relationships with external stakeholders e.g. regulators, auditors, etc., as well as internal stakeholders e.g. Branch Management, other control functions, etc.
- Update the Regional Head, Head Office Internal Audit Department and local branch management on key risks or control related business changes
- Enhance and ensure the standard of internal audit process to be in line with professional practice
- To monitor and conduct emerging risk research (e.g. Environmental, Social, and Governance risk) and coordinate with Head Office Internal Audit Department in implementing necessary audit work.
- Occasional travel is required
Requirements:
- University graduate with relevant professional qualification e.g. CPA, CIA, CAMS, CAMS-Audit, CISA, etc.
- Around 6 to 8 years’ auditing experience preferably with a minimum of 4 years’ experience in sizable CPA firms, and solid exposure to internal audit in international banks.
- Sound knowledge in controls and risk management of banking products e.g. corporate banking, structured finance and treasury, etc., related controls and banking systems
- Good planning, project management and organizing skills
- Effective leadership, communication and planning skills and ability to work independently
- Practical understanding of relevant regulatory requirements in East Asia region
- Proficiency in English, Cantonese and Mandarin. Literacy in Japanese or Korean is a plus
*Candidate with less experience will be considered for an Assistant Vice President position.
Please apply with detailed resume stating latest and expected salary by email via "Apply now".
SMBC is an equal opportunity employer. We are committed to fostering a diversified and inclusive workplace and removing barriers to provide equal access to employment.
Application details will be used only for recruitment purposes, and will be destroyed after 1 year. Applicants not contacted after 6 weeks may consider their applications unsuccessful.
Company Info
Sumitomo Mitsui Banking Corporation (三井住友銀行) (incorporated in Japan with limited liability)is one of the major international banks and a leading arranger of specialized financial products worldwide. We now seek high calibre individuals with long-term career objectives to apply for the following position:
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