Job Responsibilities: 

• Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;
• Assist in drafting agreements;
• Assist in conducting compliance review and AML checking;
• Assist in providing compliance training to staff and licensed sales force;
• Assist in providing compliance advice and recommendations to the group’s various business units

Job Requirements: 

• Degree holder in accounting, law or related disciplines
• At least 2 years solid experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions or professional services firms
• Sound knowledge of SFO and other relevant codes and regulations
• Good Knowledge in AML is preferential
• Strong command of both written and spoken English and Chinese
• Self-motivated, independent, meticulous, analytical and responsible
• Strong organizational skills and ability to multi-task and prioritize workload

If you are looking for an environment of growth and opportunities, please direct a full resume stating present and expected salary to P&A Department, Phillip Securities Group or clicking Apply Now.

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Why limit yourself

When you can be widely different?

Phillip Securities Group is a member of PhillipCapital. PhillipCapital was founded in Singapore in 1975. Our member companies operate in 16 financial hubs, with offices in Singapore, Hong Kong, China, US, Japan, UK, France, Australia, Malaysia, Thailand, Indonesia, Sri Lanka, Turkey, India, Cambodia and Dubai. Currently, we have more than 3,500 staff in Asia and Europe with total shareholders’ fund in excess of US$1 billion.

In Hong Kong since 1984, we offer a full range of financial services which include asset management, bond and securities broking, futures & options, foreign exchange, unit trusts, insurance, investor education and investment research. With a strong financial position and together with a 600+ dynamic sales force to provide high standard professional services to our clients, we are now one of the most fully fledged financial services firms in Hong Kong.

At Phillip, we provide you the necessary platform to scale to greater heights. If you have the drive and aggressiveness to go the extra mile, the opportunity awaits you. Don't miss the chance to join the winning team and advance your career with us!