Senior Consultant, Regulatory Compliance
Compliance Consulting Limited
- Company Industries:Management Consultancy/Service
Job Information
- Post Date:2022-10-19
- Career Level:Middle
- Location:Central
- Yr(s) of Exp:4 years
- Qualification:Degree
- Employment Type:Full Time, Permanent
- Job Function:Accounting Consulting Banking / Finance Financial Services Professional Services&nbs
- Benefits:Dental insurance, Medical insurance, Performance bonus, Five-day work week
Job Description
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track records. Our team of compliance specialists provides clients with consultation advice and cost-effective business solutions including SFC licensing, compliance outsourcing, facilitating and guiding the registration of companies and their representatives in compliance with the current regulatory regime.
Job Responsibilities
- Provide ongoing compliance advice to our retainer clients
- Assist client in handling on-boarding procedures, including performing AML/ KYC related matters
- Handle enquiries from regulators e.g. SFC, HKMA and HKEx
- Handle corporate licensing applications
- Develop, maintain and implement compliance plans, manuals, policies and procedures for licensed corporations engaging in different regulated activities
- Develop compliance training materials
- Handle ad hoc tasks as assigned
Job Requirements
- University degree preferably in law, finance, accounting or related disciplines
- 4 years' solid compliance experience in SFC licensed firms, professional firms or regulator
- Less experience will also be considered
- Sound knowledge of the SFO and other relevant codes and regulations
- Well organized, self-motivated and good interpersonal skill
- Detail-oriented, mature and able to work independently
- Good command of spoken and written English, Cantonese and Mandarin
Company Info
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track records. Our team of compliance specialists provides clients with consultation advice and cost-effective business solutions including SFC licensing, compliance outsourcing, facilitating and guiding the registration of companies and their representatives in compliance with the current regulatory regime.
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