• Plan and undertake independent internal control reviews on Wholesale Banking Group (“WBG”) operations to evaluate proper controls have been established; control procedures are being performed properly and the necessary control evidence is available for management monitoring and audit purpose; and the quality and compliance of WBG against the Bank’s policies.
• Analyze business process, identify current process bottlenecks, issues and associated risks and exposures.
• Provide business process owners with recommendations aimed at improving internal controls, maximizing operational efficiency, streamlining business processes and mitigating any identified risks.
• Carry out independent investigations on irregular cases / reported incidents / operational errors and ad hoc assignments when required in relation to control breakdowns.
• Assist in the development of control measures, processes and procedures.
• Send early warning signals to management of Internal Control and/or WBG. Make recommendations to facilitate relevant parties to take necessary actions to mitigate potential risks and improve process efficiencies and effectiveness.
• Monitor WBG’s progress of implementation of solutions recommended by internal audit for risk control.
• Play a pivotal role in the co-ordination & control, compliance & follow-up of pan-WBG audit issues and control assessments. Assist in identification and evaluation of adequacy and effectiveness of corrective and/or preventive actions taken where necessary.
• Raise and maintain compliance awareness among WBG staffs by providing them with relevant information, publications and training on audit matters to ensure they understand their roles in the control system, their activities related to others and their accountability for the activities they conduct.
• Identify and develop associate training materials / sessions to enhance risk awareness and improve the compliance and control culture of WBG.
• Take up control related tasks from the previous Overseas Branch Management including IRS reporting, RCSA review, KRI review and outsourcing assessment.
• Maintain WBG’s operational risk control database and Intranet to ensure proper keeping of control related data.

Requirement

• Degree holder in Business Administration / Accounting / Finance or related disciplines.
• Minimum 6-8 years of experience in the Banking industry with good exposure to product, process, audit, risk management & control
• Preferably with experience in business performance management, operational risk management, process automation & operations reengineering, products and services management and E-banking
• Possess the qualification of Certified Operational Risk Management Professional (CORP) preferred
• Good analytical skills, detail-oriented with strong business sense.
• Good command of written and spoken English and Chinese (including Putonghua).

For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp. Please apply with full resume stating current and expected salaries.

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment. All employment decisions will be made in a non-discriminatory manner.

China CITIC Bank International Limited ("CNCBI") is 75%-owned by CITIC International Financial Holdings Limited ("CIFH"), which in turn is a wholly-owned subsidiary of China CITIC Bank Corporation Limited ("CNCB").

By providing value-creating financial solutions to define and exceed both wealth management and international business objectives of Greater China and overseas customers, CNCBI aspires to be "the best integrated financial services institution", with the highest international standards and capabilities.

CNCBI's footprint in Greater China includes 28 branches and two business banking centres in Hong Kong, as well as branches and presence in Beijing, Shanghai, Shenzhen and Macau.  CNCBI also has overseas branches in New York, Los Angeles and Singapore.  More information about CNCBI can be found on its website at www.cncbinternational.com.