Responsibilities: 

• Maintain and review compliance policies, procedures & practices to ensure compliance with all applicable laws, regulations and internal policies;
• Perform and review compliance checking on business activities to ensure compliance with internal policies and laws and regulations and develop programs to enhance internal controls;
• Handle licensing applications, staff dealing clearance and licensee’s CPT fulfillment;
• Handle enquiries from SFC and prepare various reports as required;
• Perform ad hoc assignments/duties as assign.

Requirements:

• Bachelor’s degree in law, audit, finance or equivalent;
• Minimum of 3-5 years of relevant working experience in financial industry, preferably with securities firm experiences;
• Have a high level of responsibility and good communication and coordination skills, strong sense of moral values, pay attention to details, have a good team spirit and professional attitude.

We offer 5-day work per week and competitive remuneration package to qualified candidates. Interested parties, please send your resume with current and expected salary. Please visit our company's website https://www.tiandafinancial.com to know more about us.

Data collected will be used for recruitment purpose only. Applicants do not hear us within 6 weeks may consider their applications filed for future openings.

Tianda Group Co., Ltd. develops its financial business through Tianda Finance Co., Ltd. ("Tianda finance"). Founded in 2010, Tianda Finance has Tianda Securities Co., Ltd., Tianda Asset Management Co., Ltd. and Tianda Capital Co., Ltd., which are mainly engaged in securities trading, enterprise financing, asset management, strategic investment and other businesses.