Responsible Officer SFC license 1 4 6
Tianda Financial Limited
- Company Industries:Financial Services
Job Information
- Post Date:2022-10-17
- Career Level:Middle
- Location:Central & Western Area
- Yr(s) of Exp:5 years
- Qualification:Degree
- Employment Type:Full Time, Permanent
- Job Function:Banking / Finance Corporate Banking Corporate Finance
- Benefits:Dental insurance, Life insurance, Medical insurance, Performance bonus, Five-day work week, Flexible working hours
Job Description
Responsibilities:
- Participate in various business development exercise;
- Act as a Responsible Officer with management responsibilities and duties to supervise SFC Type 1,4&6 regulated activities;
- Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures;
- Manage daily securities operations, including the account opening process, account maintenance and customer services;
- Ensure full regulatory compliance by formulating, reviewing and updating the operation procedures and liaise with SFC when necessary;
- Handle ad hoc projects and strategy development.
Requirements:
- Degree holder in Finance, Economics, Accountancy or Investment related disciplines;
- SFC registered RO for Type 1,4&6 regulated activities is a must;
- Minimum 5 years management experiences in SFC licensed firms with solid knowledge of operation, compliance and risk management;
- Self-motivated, detail minded and able to work independently;
- Proficiency in both spoken and written English and Chinese (including Mandarin).
We offer 5-day work week and competitive remuneration package to qualified candidates. Interested parties please click "Apply Now" and send your resume with current and expected salary. Please visit our company’s website: https://www.tiandafinancial.com to know more about us.
All information provided by applicants will be treated in strict confidence and used for recruitment purpose only.
Company Info
Tianda Group Co., Ltd. develops its financial business through Tianda Finance Co., Ltd. ("Tianda finance"). Founded
in 2010, Tianda Finance has Tianda Securities Co., Ltd., Tianda Asset Management Co., Ltd. and Tianda Capital Co., Ltd., which are mainly engaged in securities trading, enterprise financing, asset management, strategic investment and other businesses.
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