Responsibilities

• Supervise and participate in daily back office activities including but not limited to Local and global securities/futures/Stock Options/Fund/bond settlement, corporate action, client fund transfers, IPO, placement and SBL etc.
• Liaise with front office, Finance Department, banks, brokers and external authorities to follow up any settlement related issues
• Responsible for handling of external brokers account opening, document control and updating client’s records
• Ensure the operational procedures are in compliance with relevant regulatory and ensure all transactions are processed accurately and efficiently
• Responsible for conducting annual review of AML checking
• Implement and maintain effective internal control in the operating process to minimize risk exposure
• Participate in system enhancements, UAT and perform ad hoc assignments / duties as assigned

Requirements

• Degree holder in Finance, Business Administration or related disciplines
• Minimum 8 years’ experience in a brokerage industry, with at least 5 years at managerial/supervisory level in Settlement and Operations Department
• Familiar with relevant compliance rules and regulations, CCASS, DCASS and CTM operations
• Familiar with operation CCASS ,DCASS and Euroclear/Clearstream
• Mature detail-minded, self-motivated and able to work independently and under pressure
• Excellent communications/interpersonal skill and problem solving skill
• Strong leadership and organization skills
• Proficient in PC applications including Excel, Word, Chinese Word Processing and PowerPoint
• Proficiency in both spoken English, Chinese and Mandarin
• Candidates with more experience may be considered to be Assistant Operation /Settlement Manager

We offer an attractive remuneration package and excellent career prospects to the right candidate. Interested parties are invited to send their applications with a cover letter quoting job reference number and full resumes stating career history, qualifications, availability, current and expected salary, and contact telephone number by fax to 2394 1424 or by clicking "APPLY NOW".

Applicants not invited for interview within two months may consider their applications unsuccessful. All personal data provided will be kept in strict confidence and only for employment purposes.

About us

• Hantec Securities was established in Hong Kong in 1986 and began to provide local brokerage services. Hantec Futures was formed in 2008 and is an agent in futures contracts.
• The two member holding company of Polytec Group are the controlling shareholders of Kowloon Development Co. Ltd. and Polytec Asset Holdings Limited respectively.
• We aim at providing excellent securities & futures dealing and advisory services to individual& institution clients.

關於我們

• 亨達証券早於1986年在香港成立，主要從事本地金融相關業務。
• 亨達期貨則成立於2008年，主要從事期貨及期權買賣。
• 亨達是香港、澳門及內地著名綜合企業保利達集團的成員公司，實力雄厚。
• 保利達集團是一間大型綜合企業，其成員控股公司的大股東為九龍建業有限公司（港交所：0034）及保利達資產控股有限公司（港交所：0208）。
• 服務定位：亨達致力提供綜合金融服務供應，向個人及機構顧客，提供全面金融及其他增值服務。