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Head of Operation - Brokerage

ADECCO

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2022-10-13
  • Career Level:Senior
  • Location:Sheung Wan
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Employment Type:Full Time
  • Job Function:Banking / Finance  Equities / Capital Markets  Order Processing & Operation / Settlement
  • Benefits:Medical insurance, Five-day work week

Job Description

Our client, subsidiary of a Hong Kong listed company with SFC license 1,4,9, is looking for a Head of Operation to join their brokerage department. Candidates with less experiences will be considered as Operation Manager.

Job Purpose

  • Build and maintain effective communication with internal and external parties, such as Dealing, Compliance, Customer Services, Sales, Banks, and Dealing to provide high service level to Individual/Institutional clients
  • Fully involve in the execution of the daily settlement and corporate actions activities.
  • Assist in maintaining smooth running of routine functions in CCASS sections;
  • Provide brokerage activities information to client & follow up with clients’ instruction;
  • Assist in handling IPO applications
Requirements
  • Degree holder in Finance/Business Administration or related discipline(s);
  • Minimum 5 years’ experience in the securities industry, responsible officer qualification is NOT a must;
  • Preferably with knowledge in ETFs, Bonds and Structured Products
  • Good inter-personal and communication skill;
  • Detailed-oriented and sensitive to number;
  • Attained all necessary regulatory criteria for carrying out brokerage activities;
  • Proficient in English, Cantonese and Putonghua.
  • Candidates with less experiences will be considered as Operation Manager.

Company Info

Adecco is a leading human resource solutions company in Hong Kong with general staffing and specialties division. Our comprehensive range of services includes temporary & contract staffing, permanent recruitment, outsourcing, executive search, leadership development, career management & outplacement services.

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