Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance Jobs Employers / Post Job
[ Log On ]

Officer, Investment & Insurance Compliance

Shanghai Commercial Bank Ltd

  • Company Industries:Financial Services

Job Information

  • Post Date:2022-10-19
  • Career Level:Entry Level
  • Location:North Point
  • Yr(s) of Exp:1 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Analyst  Others  Professional Services  Legal & Compliance
  • Benefits:Dental insurance, Double pay, Education allowance, Life insurance, Medical insurance, Overtime pay, Performance bonus, Five-day

Job Description

Responsibilities:
  • Provide advice and guidance to the Investment and Insurance businesses for compliance with relevant regulatory requirements
  • Conduct gap analysis and provide recommendations on new regulatory requirements, in relation to Investment and Insurance businesses
  • Review new product & service proposals, policies and procedures as well as marketing materials
  • Monitor and conduct checking on Investment and Insurance sale process to ensure compliance with relevant regulatory requirements
  • Prepare and conduct compliance training
  • Handle ad hoc projects assigned from time to time
Requirements:
  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • Minimum 1 year of compliance experience in banking or insurance industry
  • Familiar with banking operations and knowledge of Investment & Insurance products
  • Basic knowledge of regulatory requirements such as SFO, SFC's Code of Conduct, HKMA's circulars etc.
  • Responsible, detailed-mind, well-organized with good communication skills

Attractive remuneration package will be offered to the right candidates. Interested parties please click "Apply Now" to submit your full resume with current and expected salary to the Human Resources Division.

Please visit us at www.shacombank.com.hk for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the Bank.

Company Info

Incorporated in November 1950, Shanghai Commercial Bank Ltd. is one of the most well known local Chinese banks in Hong Kong. At present, there are more than 40 local and overseas branches. The Bank has always been pursuing the motto of its founder, Mr. Kwang-pu Chen, to 'Serve the Community'. The Bank's slogan of 'For Personalized Service' and 'All in a Family' denotes the Bank's devotion to providing personalized services to its clients and promoting a harmonious relationship among its staff members.

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread