AVP Reg Compliance (Immediate candidates, Foreign Bank exp)
Michael Page
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2022-10-10
- Career Level:Middle
- Location:Not Specified
- Qualification:Degree
- Salary:HK$55,000 - HK$70,000 /month
- Employment Type:Full Time, Permanent
- Job Function:Banking / Finance Corporate Banking Others Professional Services Legal & Compliance
Job Description
Looking for Regulatory Compliance professionals with 7+ years of experience, preferably Immediately Available and from Foreign bank or regulatory bodies.
Client Details
The client is a multinational financial services company based in Europe.
Description
1. Execute compliance monitoring and controls including monitoring of Personal Account Dealing, Licensing, anti-corruption and bribery, and events triggering notification to regulator(s), etc.
2. Manage the daily work contact with the supervisory authorities; coordinate with different departments of the Bank to ensure compliance with regulators' request; self-assessments and surveys with the local regulatory authorities e.g. HKMA, SFC, DPB, etc.
3. Handle HK Branch and employees' individual licensing matters. Ensure all employees are properly registered with regulators, as appropriate and comply with relevant licensing requirements (e.g. CPD).
4. Review Compliance policies, procedures and guidelines in order to ensure the said policies, procedures and guidelines are in accordance with the requirements of laws, regulations and rules and Global requirements.
5. For Compliance training matters, coordinate Compliance training plan with relevant parties including, HR Department and Corporate Compliance to ensure that compliance trainings are properly rolled out to new joiners and existing employees.
6. Organize the issuance of the compliance guidelines such as the compliance manual and the employees working principles, distribution of key compliance messages to staff.
7. Compiling/consolidating management information to Head Office.
Profile
1. 7 years+ experience in a similar role within a bank or financial institution.
2. Knowledge of HKMA and SFC regulations.
3. Excellent communication skills, proficient in English and Cantonese
Job Offer
- Great brand reputation
- Good compensation package
- Gratuity bonus
- International working culture
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Vania Lidvinaon +852 2848 4792.
Company Info
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