Senior AML & Compliance Manager - Wealth Management Divisio
The Bank of East Asia, Limited
- Company Industries：Financial Services
Job Information
- Post Date：2022-10-11
- Career Level：Senior
- Location：Not Specified
- Yr(s) of Exp：7 years
- Qualification：Degree
- Employment Type：Full Time, Permanent
- Job Function：Banking / Finance Private Banking Risk Management Asset Management
Job Description
Responsibilities
- Be a team member of Wealth Management Division - Risk and Compliance Section
- Manage a team of AML managers to accomplish established goals as 1.5 Line of Defense / responsible for all the AML related issues of Wealth Management Division
- Support the development and implementation of the Bank wide AML risk management policy as well as the strategic AML Compliance Risk Management direction
- Assess complex issues, structure potential solutions, and drive effective resolution with other senior stakeholders
- Review, address and escalate significant AML / sanctions issues and activities to senior management
- Work with business / functional line management and provide compliance advise to the businesses on new business initiatives, new products and client-related matters with respect to the applicability of policies, the resolution of potential red flags or other client / transaction- related to compliance escalations
- Coordinate various internal assurance processes including Bank wide and horizontal risk assessment, self-assessment, internal audit and compliance testing review
- Liaise with stakeholders and manage conflict situations to result win-win solutions
Requirements
- University degree, preferably major in business, finance, risk management or related disciplines
- At least 7 years’ experience in banking/finance sector, with strong knowledge on AML compliance
- Compliance experience in wealth management is an advantage
- Self-motivated, attentive to details and able to work under pressure
- Strong analytical, problem solving and communication skills
- Proficient with Microsoft Office application including Word and Excel
- Good command of both spoken and written English and Chinese
Company Info
Together, we can achieve more
The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 58 branches, 49 SupremeGold Centres, and 7 i-Financial Centres throughout the city.
With a team of over 3,700 professionals in Hong Kong and more than 9,900 worldwide, BEA embraces a spirit of teamwork in every challenge. We invite you to become part of our team and to join us on our journey towards a bright and exciting future.
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