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Compliance Associate - Asset Management

Links International

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2022-10-19
  • Career Level:Senior
  • Location:Not Specified
  • Yr(s) of Exp:4 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Professional Services  Business Consultancy  Legal & Compliance  Banking / Finance  Asse

Job Description


  • Manage and support all aspects of the firm's legal & compliance program
  • Maintain compliance records and monitoring
  • Negotiate and organize legal agreements and documents
  • Update fund offering and governing documents
  • Manage licensing matters and regulatory filings
  • Prepare and conduct internal training
  • Prepare KYC documentation and liaise with service providers
  • Implement and execute policies and procedures of the firm, including AML and annual compliance procedures


  • Bachelor's Degree or above in finance, legal or a related discipline
  • 3 to 9 years of legal & compliance experience in asset management/ bank
  • Excellent verbal and written English and Chinese
  • Organized and able to manage tasks independently

Company Info

Links International is an award-winning industry leader in innovative human resources outsourcing in Asia. Links was established in 1999 and has offices in Hong Kong, Singapore, Shanghai, Macau and Zhuhai, Vietnam, Malaysia, Thailand and Australia.

We offer a broad range of services, ranging from both retained and contingent recruitment, to payroll and visa processing, designed to cover all aspects of your human resources processes, enabling your team to focus on higher value, strategic activities.
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