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Manager, Securities Operations - Operations Department ( Securities brokerage )

Asia Progress Executive Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2022-10-19
  • Career Level:Senior
  • Location:Central & Western Area
  • Yr(s) of Exp:8 years
  • Qualification:Degree
  • Employment Type:Full Time
  • Job Function:Banking / Finance  Financial Services  Equities / Capital Markets  Order Processing & Operation /
  • Benefits:Medical insurance, Performance bonus, Five-day work week

Job Description

Our client is PRC Corporate Banking/ Securities Brokerage business. to cope with the rapid business expansion, they are now inviting high caliber candidates to join the team

 

Manager, Securities Operations - Operations Department ( Securities brokerage )   

Job Description

Responsibilities:

  • Supervise daily settlement operations of Private Banking Business, QDII and custody services
  • Carry out all functions of corporate action for bonds, equities and fund investment
  • Support all aspect of Issuing and Paying Agency functions in connection with notes issuance, delivery and payment.
  • Review relevant Issuing and Paying Agency Agreement and documentation
  • Perform daily settlement functions for allotment, income distribution and redemption
  • Develop procedure manual and streamline daily workflow and devise process improvement
  • Perform data checking and maintenance functions in various banking system
  • Reconciliation and accounting entries processing
  • Participate in system related projects and perform system user acceptance test
  • Participate in MIS reporting and ad-hoc projects as assigned

Requirements:

  • Degree holder, preferably in business or related disciplines a must
  • Possess at least 8 years relevant experience in securities settlement and custody operation
  • In-depth knowledge of HKMA and SFC Regulations
  • Good knowledge in wealth management products
  • Solid working experience in operations of Issuing and Paying Agency and custodian service is preferable
  • Sound knowledge on operations of Securities Clearing System (CMU, Clear stream/ Euroclear) 
  • Proficient in PC skills including Microsoft Word, Excel and Power Point
  • Good command of both written and spoken English, Cantonese and Mandarin
  • Detailed-minded with good organization, interpersonal and communication skills
  • Self-motivated independent and able to work under pressure

Please send full resume with present & expected salary to expedite sourcing in MS-WORD format by clicking “APPLY NOW

Please quote our reference in your application

Personal data provided by job applicants will be used strictly in accordance with the employer’s personal data policies, a copy of which will be provided upon request

All information provided will be used for recruitment purpose only

Company Info

Asia Progress is a well-established and reputable boutique talent acquisition agency specialising in the Banking & Finance industry. We firmly believed in providing exclusive and bespoke talent search to our clients and career advice to our candidates. 

Equipped with solid experience in recruiting for all levels, we have successfully developed an established and renowned practice. Our reputable network in the Banking & Finance industry is what makes us stand out from our competitors and enables us to remain competitive yet at the same time providing professional talent search and career advice.

For enquiries and contact details, please visit: www.asiaprogress.com.

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