Responsible Officer Type 9 (RO9) Part-time
Inspire Executive Limited
- Company Industries：Human Resources Management/Consultancy
Job Information
- Post Date：2022-10-19
- Location：Central & Western Area
- Employment Type：Full Time
- Job Function：Banking / Finance Asset Management
Job Description
Our client is a leading Chinese securities firm, and they are looking for a RO Type 9 to join their firm.
Responsibilities:
- Act as Responsible Officer to supervise SFC Type 9 regulated activities & daily securities operations；
- Responsible for the overall business operations and compliance
- Responsible for the company's risk control and supervise team members
Requirements:
- Degree or above in Business related disciplines;
- SFC registered RO/Qualified Representative for license 9；
- Experienced in compliance, operations and risk control
- Mandarin and English is a must
Company Info
Lake Street Executive Search is a CGP (Cornerstone Global Partners) company with a specialization in Executive Hiring in Financial Services. We provide extensive recruitment services to our clients including but not limited to Asset Management, Private Equity, Private Banks and Investment Banks.
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