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FICC Compliance Advisory, AVP

Randstad Hong Kong Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2022-10-19
  • Career Level:Senior
  • Location:Not Specified
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:HK$45,000 - HK$70,000 /month
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Financial Services  Equities / Capital Markets  Professional Services &nbs

Job Description

about the company

Our client is a Leading Investment Bank with expanding business globally



about the team

  • Westernise culture
  • English documentation & daily communication

about the job

  • To provide compliance advisory to global markets business, with a focus on FICC desk
  • To perform compliance monitoring on business activities and ensure completion of compliance review
  • To assess new business initiatives, product and transaction approvals
  • Maintain and modify control mechanisms to ensure compliance with laws and regulations
  • Provide compliance training to business and supporting staffs

skills & experiences required

  • University Degree in Law, Accounting, Finance or relevant field
  • Minimum 5 years market compliance experience
  • Knowledge in global markets business and regulations. Knowledge of FICC products would be an advantage
  • Strong command in spoken and written English and Chinese are required


To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: [email protected]

Company Info

Randstad is a global leader in the HR services industry, with Asia-Pacific operations in Singapore, Malaysia, Hong Kong, China, Australia and New Zealand. Our Hong Kong operations has been supporting people and organisations in realising their true potential, helping find the best permanent and contracting talent in accounting & finance, banking & financial services, business support, construction & property, engineering, human resources, technologies, sales, marketing & communications and supply chain & procurement.

Human connection is at the heart of our business. Our personal approach, supported by state-of-the-art technology, is what sets us apart in the world of work. We express this with a new brand promise: Human Forward.
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