Key Responsibilities:

•          Perform Individual/ Corporate / FI clients AML risk regular review within present timeline
•          Conduct customer due diligence review on existing clients,  to ensure the client documentation comply with regulatory requirement and internal policy
•          Review name screening through World Check One
•          Liaise with Compliance and Business Units
•          Identify and verify KYC documents and customer statistic data
•          Perform as a team member in AML/ KYC related projects, and other duties to be assigned

Qualification: 

•          Diploma in Business or related disciplines.
•          1-2 years of Operation work experience
•          KYC work experience background will be advantage
•          Detail-minded, analytical and organized
•          Able to work under pressure and in a volatile environment
•          Excellent interpersonal and communication
•          Good command of spoken and written English and Chinese (Cantonese & Mandarin)

Established in 2006, Huatai Financial Holdings (Hong Kong) Limited (“HTHK”) is a wholly-owned subsidiary of Huatai Securities Co. Limited (“Huatai Securities”), a publicly listed company on Shanghai Stock Exchange since 2010. Huatai Securities is one of the first groups of securities firms established in China approved by China Securities Regulatory Commission and the People’s Bank of China. Since 2010, Huatai Securities has over 6 million brokerage clients and almost CNY one trillion of custody assets.  HTHK's current business includes securities, futures brokerage and asset management, including HTHK’s RQFII quota, which was granted in 2010.

In 2014, HTHK is embarking on a build out of an overseas investment banking platform with specialized services such as underwriting, private investments, and structured finance. Our services will further expand to corporate finance including financial advisory and merger and acquisition. Our new international platform will allow HTHK to provide a seamless platform for our parent company’s extensive client resources to explore international opportunities as well as to offer world class service to our institutional investors to gain insight and access to our mainland domestic market capabilities. Currently we are seeking high calibre candidates to join for our rapid expansion :