Responsibilities

• Provide practical and accurate compliance advice to business such as Retail and Institutional Brokerage, Wealth Management, Research and Global Markets business
• Assist senior compliance management to advise business stakeholders on AML/CFT related enquiries and matters
• Assist senior compliance officer to conduct internal investigation and draft conclusion report
• Conduct periodic and ad hoc review of internal policies and procedures in light of evolving regulatory environment
• Collaborate closely with internal stakeholders for implementation of compliance related projects
• Handle regulatory requests, enquiries and examinations in a proper and timely manner
• Deliver ongoing internal training to promote compliance culture as appropriate

Requirements

• Self-motivated, able to work independently and collaboratively in a highly dynamic environment
• Sound knowledge in rules and regulations administered by the SFC, compliance best practices, financial products as well as securities business
• Strong analytical skills with ability to make prompt and accurate recommendations
• Good interpersonal and communication skills
• Degree holder in Law, Accounting, Finance, Business Administration or related discipline
• Three-year solid work experience in regulatory, AML or brokerage compliance preferably in Chinese financial institutions or regulatory bodies
• Proficiency in both written and spoken English and Chinese (including Mandarin)
• Immediately available is highly preferred

We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking APPLY NOW.

Further information about our group companies can be found at www.gfgroup.com.hk and www.gf.com.cn.

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